小结：

1、

every lock in the system (including rwlocks and mutexes, now) is assigned a specific key

https://jyywiki.cn/OS/OS_Lockdep

The kernel lock validator

这是 LWN.net 在 2006 年 5 月发布的 lockdep 文档。更详细的文档参考 kernel.org。

Locking is a necessary evil in operating systems; without a solid locking regime, different parts of the system will collide when trying to access the same resources, leading to data corruption and general chaos. But locking has hazards of its own; carelessly implemented locking can cause system deadlocks. As a simple example, consider two locks L_1L1​ and L_2L2​. Any code which requires both locks must take care to acquire the locks in the right order. If one function acquires L_1L1​ before L_2L2​, but another function acquires them in the opposite order, eventually the system will find itself in a situation where each function has acquired one lock and is blocked waiting for the other – a deadlock.

A race condition like the one described above may be a one-in-a-million possibility, but, with computers, it does not take too long to exercise a code path a million times. Sooner or later, a system containing this sort of bug will lock up, leaving its users wondering what is going on. To avoid this sort of situation, kernel developers try to define rules for the order in which locks should be acquired. But, in a system with many thousands of locks, defining a comprehensive set of rules is challenging at best, and enforcing them is even harder. So locking bugs creep into the kernel, lurk until some truly inconvenient time, and eventually surprise some unsuspecting user.

Over time, the kernel developers have made increasing use of automated code analysis tools as those tools become available. The latest such is the first version of the lock validator patch, posted by Ingo Molnar (这位也是 Complete-Fair-Scheduler 的作者). This patch (a 61-part set, actually) adds a complex infrastructure to the kernel which can then be used to prove that none of the locking patterns observed in a running system could ever deadlock the kernel.

To that end, the lock validator must track real locking patterns in the kernel. There is no point, however, in tracking every individual lock – there are thousands of them, but many of them are treated in exactly the same way by the kernel. For example, every inode structure contains a spinlock, as does every file structure. Once the kernel has seen how locking is handled for one inode structure, it knows how it will be handled for every inode structure. So, somehow, the lock validator needs to be able to recognize that all spinlocks contained within (for example) the inode structure are essentially the same.

To this end, every lock in the system (including rwlocks and mutexes, now) is assigned a specific key. For locks which are declared statically (for example, files_lock, which protects the list of open files), the address of the lock is used as the key. Locks which are allocated dynamically (as most locks embedded within structures are) cannot be tracked that way, however; there may be vast numbers of addresses involved, and, in any case, all locks associated with a specific structure field should be mapped to a single key. This is done by recognizing that these locks are initialized at run time, so, for example, spin_lock_init() is redefined as:

# define spin_lock_init(lock) \
do { \
  static struct lockdep_type_key __key; \
  __spin_lock_init((lock), #lock, &__key); \
} while (0) 

Thus, for each lock initialization, this code creates a static variable (__key) and uses its address as the key identifying the type of the lock. Since any particular type of lock tends to be initialized in a single place, this trick associates the same key with every lock of the same type.

Next, the validator code intercepts every locking operation and performs a number of tests:

• The code looks at all other locks which are already held when a new lock is taken. For all of those locks, the validator looks for a past occurrence where any of them were taken after the new lock. If any such are found, it indicates a violation of locking order rules, and an eventual deadlock.

• A stack of currently-held locks is maintained, so any lock being released should be at the top of the stack; anything else means that something strange is going on.

• Any spinlock which is acquired by a hardware interrupt handler can never be held when interrupts are enabled. Consider what happens when this rule is broken. A kernel function, running in process context, acquires a specific lock. An interrupt arrives, and the associated interrupt handler runs on the same CPU; that handler then attempts to acquire the same lock. Since the lock is unavailable, the handler will spin, waiting for the lock to become free. But the handler has preempted the only code which will ever free that lock, so it will spin forever, deadlocking that processor.

To catch problems of this type, the validator records two bits of information for every lock it knows about: (1) whether the lock has ever been acquired in hardware interrupt context, and (2) whether the lock is ever held by code which runs with hardware interrupts enabled. If both bits are set, the lock is being used erroneously and an error is signaled.

• Similar tests are made for software interrupts, which present the same problems.

The interrupt tests are relatively straightforward, requiring just four bits of information for each lock (though the situation is a little more complicated for rwlocks). But the ordering tests require a bit more work. For every known lock key, the validator maintains two lists. One of them contains all locks which have ever been held when the lock of interest (call it L) is acquired; it thus contains the keys of all locks which might be acquired before L. The other list (the “after” list) holds all locks acquired while the L is held. These two lists thus encapsulate the proper ordering of how those other locks should be acquired relative to L.

Whenever L is acquired, the validator checks whether any lock on the “after” list associated with L is already held. It should not find any, since all locks on the “after” list should only be acquired after acquiring L. Should it find a lock which should not be held, an error is signaled. The validator code also takes the “after” list of L, connects it with the “before” lists of the currently-held locks, and convinces itself that there are no ordering or interrupt violations anywhere within that chain. If all the tests pass, the validator updates the various “before” and “after” lists and the kernel continues on its way.

Needless to say, all this checking imposes a certain amount of overhead; it is not something which one will want to enable on production kernels. It is not quite as bad as one might expect, however. As the kernel does its thing, the lock validator maintains its stack of currently-held locks. It also generates a 64-bit hash value from that series of locks. Whenever a particular combination of locks is validated, the associated hash value is stored in a table. The next time that lock sequence is encountered, the code can find the associated hash value in the table and know that the checks have already been performed. This hashing speeds the process considerably.

Of course, there are plenty of exceptions to the locking rules as understood by the validator. As a result, a significant portion of the validator patch set is aimed at getting rid of false error reports. For example, the validator normally complains if more than one lock with the same key is held at the same time – doing so is asking for deadlocks. There are situations, however, where this pattern is legitimate. For example, the block subsystem will often lock a block device, then lock a partition within that device. Since the partition also looks like a block device, the validator signals an error. To keep that from happening, the validator implements the notion of lock “subtypes.” In this case, locks on partition devices can be marked with a different subtype, allowing their usage to be validated properly. This marking is done by using new versions of the locking functions (spin_lock_nested(), for example) which take a subtype parameter.

The lock validator was added to 2.6.17-rc5-mm1, so interested people can play with it. Waiting for another -mm release might not be a bad idea, however; there has since been a fairly long series of validator fixes posted.

The key point behind all of this is that deadlock situations can be found without having to actually make the kernel lock up. By watching the sequences in which locks are acquired, the validator can extrapolate a much larger set of possible sequences. So, even though a particular deadlock might only happen as the result of unfortunate timing caused by a specific combination of strange hardware, a rare set of configuration options, 220V power, a slightly flaky video controller, Mars transiting through Leo, an old version of gcc, an application which severely stresses the system (yum, say), and an especially bad Darl McBride hair day, the validator has a good chance of catching it. So this code should result in a whole class of bugs being eliminated from the kernel code base; that can only be a good thing.

https://www.kernel.org/doc/Documentation/locking/lockdep-design.txt

Runtime locking correctness validator
=====================================

started by Ingo Molnar <mingo@redhat.com>
additions by Arjan van de Ven <arjan@linux.intel.com>

Lock-class
----------

The basic object the validator operates upon is a 'class' of locks.

A class of locks is a group of locks that are logically the same with
respect to locking rules, even if the locks may have multiple (possibly
tens of thousands of) instantiations. For example a lock in the inode
struct is one class, while each inode has its own instantiation of that
lock class.

The validator tracks the 'state' of lock-classes, and it tracks
dependencies between different lock-classes. The validator maintains a
rolling proof that the state and the dependencies are correct.

Unlike an lock instantiation, the lock-class itself never goes away: when
a lock-class is used for the first time after bootup it gets registered,
and all subsequent uses of that lock-class will be attached to this
lock-class.

State
-----

The validator tracks lock-class usage history into 4 * nSTATEs + 1 separate
state bits:

- 'ever held in STATE context'
- 'ever held as readlock in STATE context'
- 'ever held with STATE enabled'
- 'ever held as readlock with STATE enabled'

Where STATE can be either one of (kernel/locking/lockdep_states.h)
 - hardirq
 - softirq

- 'ever used'                                       [ == !unused        ]

When locking rules are violated, these state bits are presented in the
locking error messages, inside curlies. A contrived example:

   modprobe/2287 is trying to acquire lock:
    (&sio_locks[i].lock){-.-.}, at: [<c02867fd>] mutex_lock+0x21/0x24

   but task is already holding lock:
    (&sio_locks[i].lock){-.-.}, at: [<c02867fd>] mutex_lock+0x21/0x24


The bit position indicates STATE, STATE-read, for each of the states listed
above, and the character displayed in each indicates:

   '.'  acquired while irqs disabled and not in irq context
   '-'  acquired in irq context
   '+'  acquired with irqs enabled
   '?'  acquired in irq context with irqs enabled.

Unused mutexes cannot be part of the cause of an error.


Single-lock state rules:
------------------------

A softirq-unsafe lock-class is automatically hardirq-unsafe as well. The
following states are exclusive, and only one of them is allowed to be
set for any lock-class:

 <hardirq-safe> and <hardirq-unsafe>
 <softirq-safe> and <softirq-unsafe>

The validator detects and reports lock usage that violate these
single-lock state rules.

Multi-lock dependency rules:
----------------------------

The same lock-class must not be acquired twice, because this could lead
to lock recursion deadlocks.

Furthermore, two locks may not be taken in different order:

 <L1> -> <L2>
 <L2> -> <L1>

because this could lead to lock inversion deadlocks. (The validator
finds such dependencies in arbitrary complexity, i.e. there can be any
other locking sequence between the acquire-lock operations, the
validator will still track all dependencies between locks.)

Furthermore, the following usage based lock dependencies are not allowed
between any two lock-classes:

   <hardirq-safe>   ->  <hardirq-unsafe>
   <softirq-safe>   ->  <softirq-unsafe>

The first rule comes from the fact that a hardirq-safe lock could be
taken by a hardirq context, interrupting a hardirq-unsafe lock - and
thus could result in a lock inversion deadlock. Likewise, a softirq-safe
lock could be taken by an softirq context, interrupting a softirq-unsafe
lock.

The above rules are enforced for any locking sequence that occurs in the
kernel: when acquiring a new lock, the validator checks whether there is
any rule violation between the new lock and any of the held locks.

When a lock-class changes its state, the following aspects of the above
dependency rules are enforced:

- if a new hardirq-safe lock is discovered, we check whether it
  took any hardirq-unsafe lock in the past.

- if a new softirq-safe lock is discovered, we check whether it took
  any softirq-unsafe lock in the past.

- if a new hardirq-unsafe lock is discovered, we check whether any
  hardirq-safe lock took it in the past.

- if a new softirq-unsafe lock is discovered, we check whether any
  softirq-safe lock took it in the past.

(Again, we do these checks too on the basis that an interrupt context
could interrupt _any_ of the irq-unsafe or hardirq-unsafe locks, which
could lead to a lock inversion deadlock - even if that lock scenario did
not trigger in practice yet.)

Exception: Nested data dependencies leading to nested locking
-------------------------------------------------------------

There are a few cases where the Linux kernel acquires more than one
instance of the same lock-class. Such cases typically happen when there
is some sort of hierarchy within objects of the same type. In these
cases there is an inherent "natural" ordering between the two objects
(defined by the properties of the hierarchy), and the kernel grabs the
locks in this fixed order on each of the objects.

An example of such an object hierarchy that results in "nested locking"
is that of a "whole disk" block-dev object and a "partition" block-dev
object; the partition is "part of" the whole device and as long as one
always takes the whole disk lock as a higher lock than the partition
lock, the lock ordering is fully correct. The validator does not
automatically detect this natural ordering, as the locking rule behind
the ordering is not static.

In order to teach the validator about this correct usage model, new
versions of the various locking primitives were added that allow you to
specify a "nesting level". An example call, for the block device mutex,
looks like this:

enum bdev_bd_mutex_lock_class
{
       BD_MUTEX_NORMAL,
       BD_MUTEX_WHOLE,
       BD_MUTEX_PARTITION
};

 mutex_lock_nested(&bdev->bd_contains->bd_mutex, BD_MUTEX_PARTITION);

In this case the locking is done on a bdev object that is known to be a
partition.

The validator treats a lock that is taken in such a nested fashion as a
separate (sub)class for the purposes of validation.

Note: When changing code to use the _nested() primitives, be careful and
check really thoroughly that the hierarchy is correctly mapped; otherwise
you can get false positives or false negatives.

Annotations
-----------

Two constructs can be used to annotate and check where and if certain locks
must be held: lockdep_assert_held*(&lock) and lockdep_*pin_lock(&lock).

As the name suggests, lockdep_assert_held* family of macros assert that a
particular lock is held at a certain time (and generate a WARN() otherwise).
This annotation is largely used all over the kernel, e.g. kernel/sched/
core.c

  void update_rq_clock(struct rq *rq)
  {
	s64 delta;

	lockdep_assert_held(&rq->lock);
	[...]
  }

where holding rq->lock is required to safely update a rq's clock.

The other family of macros is lockdep_*pin_lock(), which is admittedly only
used for rq->lock ATM. Despite their limited adoption these annotations
generate a WARN() if the lock of interest is "accidentally" unlocked. This turns
out to be especially helpful to debug code with callbacks, where an upper
layer assumes a lock remains taken, but a lower layer thinks it can maybe drop
and reacquire the lock ("unwittingly" introducing races). lockdep_pin_lock()
returns a 'struct pin_cookie' that is then used by lockdep_unpin_lock() to check
that nobody tampered with the lock, e.g. kernel/sched/sched.h

  static inline void rq_pin_lock(struct rq *rq, struct rq_flags *rf)
  {
	rf->cookie = lockdep_pin_lock(&rq->lock);
	[...]
  }

  static inline void rq_unpin_lock(struct rq *rq, struct rq_flags *rf)
  {
	[...]
	lockdep_unpin_lock(&rq->lock, rf->cookie);
  }

While comments about locking requirements might provide useful information,
the runtime checks performed by annotations are invaluable when debugging
locking problems and they carry the same level of details when inspecting
code.  Always prefer annotations when in doubt!

Proof of 100% correctness:
--------------------------

The validator achieves perfect, mathematical 'closure' (proof of locking
correctness) in the sense that for every simple, standalone single-task
locking sequence that occurred at least once during the lifetime of the
kernel, the validator proves it with a 100% certainty that no
combination and timing of these locking sequences can cause any class of
lock related deadlock. [*]

I.e. complex multi-CPU and multi-task locking scenarios do not have to
occur in practice to prove a deadlock: only the simple 'component'
locking chains have to occur at least once (anytime, in any
task/context) for the validator to be able to prove correctness. (For
example, complex deadlocks that would normally need more than 3 CPUs and
a very unlikely constellation of tasks, irq-contexts and timings to
occur, can be detected on a plain, lightly loaded single-CPU system as
well!)

This radically decreases the complexity of locking related QA of the
kernel: what has to be done during QA is to trigger as many "simple"
single-task locking dependencies in the kernel as possible, at least
once, to prove locking correctness - instead of having to trigger every
possible combination of locking interaction between CPUs, combined with
every possible hardirq and softirq nesting scenario (which is impossible
to do in practice).

[*] assuming that the validator itself is 100% correct, and no other
    part of the system corrupts the state of the validator in any way.
    We also assume that all NMI/SMM paths [which could interrupt
    even hardirq-disabled codepaths] are correct and do not interfere
    with the validator. We also assume that the 64-bit 'chain hash'
    value is unique for every lock-chain in the system. Also, lock
    recursion must not be higher than 20.

Performance:
------------

The above rules require _massive_ amounts of runtime checking. If we did
that for every lock taken and for every irqs-enable event, it would
render the system practically unusably slow. The complexity of checking
is O(N^2), so even with just a few hundred lock-classes we'd have to do
tens of thousands of checks for every event.

This problem is solved by checking any given 'locking scenario' (unique
sequence of locks taken after each other) only once. A simple stack of
held locks is maintained, and a lightweight 64-bit hash value is
calculated, which hash is unique for every lock chain. The hash value,
when the chain is validated for the first time, is then put into a hash
table, which hash-table can be checked in a lockfree manner. If the
locking chain occurs again later on, the hash table tells us that we
don't have to validate the chain again.

Troubleshooting:
----------------

The validator tracks a maximum of MAX_LOCKDEP_KEYS number of lock classes.
Exceeding this number will trigger the following lockdep warning:

	(DEBUG_LOCKS_WARN_ON(id >= MAX_LOCKDEP_KEYS))

By default, MAX_LOCKDEP_KEYS is currently set to 8191, and typical
desktop systems have less than 1,000 lock classes, so this warning
normally results from lock-class leakage or failure to properly
initialize locks.  These two problems are illustrated below:

1.	Repeated module loading and unloading while running the validator
	will result in lock-class leakage.  The issue here is that each
	load of the module will create a new set of lock classes for
	that module's locks, but module unloading does not remove old
	classes (see below discussion of reuse of lock classes for why).
	Therefore, if that module is loaded and unloaded repeatedly,
	the number of lock classes will eventually reach the maximum.

2.	Using structures such as arrays that have large numbers of
	locks that are not explicitly initialized.  For example,
	a hash table with 8192 buckets where each bucket has its own
	spinlock_t will consume 8192 lock classes -unless- each spinlock
	is explicitly initialized at runtime, for example, using the
	run-time spin_lock_init() as opposed to compile-time initializers
	such as __SPIN_LOCK_UNLOCKED().  Failure to properly initialize
	the per-bucket spinlocks would guarantee lock-class overflow.
	In contrast, a loop that called spin_lock_init() on each lock
	would place all 8192 locks into a single lock class.

	The moral of this story is that you should always explicitly
	initialize your locks.

One might argue that the validator should be modified to allow
lock classes to be reused.  However, if you are tempted to make this
argument, first review the code and think through the changes that would
be required, keeping in mind that the lock classes to be removed are
likely to be linked into the lock-dependency graph.  This turns out to
be harder to do than to say.

Of course, if you do run out of lock classes, the next thing to do is
to find the offending lock classes.  First, the following command gives
you the number of lock classes currently in use along with the maximum:

	grep "lock-classes" /proc/lockdep_stats

This command produces the following output on a modest system:

	 lock-classes:                          748 [max: 8191]

If the number allocated (748 above) increases continually over time,
then there is likely a leak.  The following command can be used to
identify the leaking lock classes:

	grep "BD" /proc/lockdep

Run the command and save the output, then compare against the output from
a later run of this command to identify the leakers.  This same output
can also help you 

原文地址：http://www.cnblogs.com/rsapaper/p/16805226.html